{"id":186,"date":"2017-12-04T18:31:58","date_gmt":"2017-12-04T18:31:58","guid":{"rendered":"http:\/\/blogs.lib.purdue.edu\/patents\/?p=186"},"modified":"2020-07-20T04:06:15","modified_gmt":"2020-07-20T04:06:15","slug":"procedural-issues-the-united-states","status":"publish","type":"post","link":"https:\/\/blogs.lib.purdue.edu\/patents\/2017\/12\/04\/procedural-issues-the-united-states\/","title":{"rendered":"Procedural Issues: The United States"},"content":{"rendered":"<p><b>Application to a Patent:<\/b><\/p>\n<p><b>Nonprovisional application for a Patent:<\/b><\/p>\n<p><span style=\"font-weight: 400\">It must be submitted in English, or be accompanied by a translation in English with a statement that the translation is accurate. Additionally, the corresponding fee must be paid.<\/span><\/p>\n<p><span style=\"font-weight: 400\">The application shall be written, and it must include:<\/span><\/p>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">The Utility Patent Application Transmittal Form or Transmittal Letter<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Prescribed filing, search and examination fees<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">The Application Data Sheet<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">A <\/span><a href=\"http:\/\/uscode.house.gov\/view.xhtml?hl=false&amp;edition=prelim&amp;req=granuleid%3AUSC-prelim-title35-section112&amp;num=0&amp;saved=%7CZ3JhbnVsZWlkOlVTQy1wcmVsaW0tdGl0bGUzNS1zZWN0aW9uMTA0%7C%7C%7C0%7Cfalse%7Cprelim\"><b>specification<\/b><\/a><span style=\"font-weight: 400\">, which includes<\/span>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">A <\/span><b>description<\/b><span style=\"font-weight: 400\">: an explanation of the invention along with the process of making and using the invention in full, clear, concise and exact terms. Additionally, this section should distinguish the invention from other inventions and from what is old; and describe completely the process, machine, manufacture, composition of matter or improvement invented.<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">One or more <\/span><b>claims<\/b><span style=\"font-weight: 400\">: the claims must point out and claim the subject matter which the applicant regards as his invention.<\/span><\/li>\n<\/ul>\n<\/li>\n<\/ul>\n<p><span style=\"font-weight: 400\">The specification is a written description of the invention and of the manner and process of making and using the invention that concludes with the claims to the invention.<\/span><\/p>\n<p><span style=\"font-weight: 400\">The specification must be in <\/span><b>clear<\/b><span style=\"font-weight: 400\">, <\/span><b>full<\/b><span style=\"font-weight: 400\">, <\/span><b>concise <\/b><span style=\"font-weight: 400\">and <\/span><b>exact terms<\/b><span style=\"font-weight: 400\"> to enable any person skilled in the art or science to which the invention pertains to make and use it.<\/span><\/p>\n<ul>\n<li style=\"font-weight: 400\"><a href=\"http:\/\/uscode.house.gov\/view.xhtml?hl=false&amp;edition=prelim&amp;req=granuleid%3AUSC-prelim-title35-section113&amp;num=0&amp;saved=%7CZ3JhbnVsZWlkOlVTQy1wcmVsaW0tdGl0bGUzNS1zZWN0aW9uMTA0%7C%7C%7C0%7Cfalse%7Cprelim\"><b>Drawing\/s<\/b><\/a><span style=\"font-weight: 400\"> (when necessary): a drawing shall be furnished if it is necessary for the understanding of the subject matter sought to be patented. If the nature of such subject matter requires a drawing to be properly understood and the applicant has not furnished such drawing, the Director may require its submission within a time period of not less than two months from the sending of a notice thereof. Drawings submitted after the filing date may not be used to overcome the insufficiencies of the specification due to lack of an enabling disclosure, nor to extend the scope of the originally submitted application. The drawings have a series of formal requirements that can be check <\/span><a href=\"https:\/\/www.uspto.gov\/patents-getting-started\/patent-basics\/types-patent-applications\/nonprovisional-utility-patent#heading-24\"><span style=\"font-weight: 400\">here<\/span><\/a><span style=\"font-weight: 400\">.<\/span><\/li>\n<li style=\"font-weight: 400\"><a href=\"http:\/\/uscode.house.gov\/view.xhtml?hl=false&amp;edition=prelim&amp;req=granuleid%3AUSC-prelim-title35-section115&amp;num=0&amp;saved=%7CZ3JhbnVsZWlkOlVTQy1wcmVsaW0tdGl0bGUzNS1zZWN0aW9uMTA0%7C%7C%7C0%7Cfalse%7Cprelim\"><b>Oath or declaration<\/b><\/a><span style=\"font-weight: 400\">: the inventor must sworn, in front of a notary public, an oath, stating that he or she believes himself or herself to be the original inventor of the claimed invention in the application and that the application was made or authorized to be made by him or her. In lieu of an oath, a declaration may be submitted, and it does not need to be notarized. It must be made in non-provisional applications including utility, design, plant and reissue.<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Nucleotide and Amino Acid Sequence Listing (when necessary)<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Large tables or Computer Listings (when necessary)<\/span><\/li>\n<\/ul>\n<p><b>Procedures Before the Patent and Trademark Office (USPTO):<\/b><\/p>\n<p><span style=\"font-weight: 400\">New applications are initially processed by the Application Division. The Application Division decides if an application is complete and meets all formal requirements.<\/span><\/p>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">The <\/span><b>drawings<\/b><span style=\"font-weight: 400\"> are forwarded by to the official draftsman, who checks the drawings to see if they comply with the formal requirements for drawings.<\/span><\/li>\n<\/ul>\n<p><span style=\"font-weight: 400\">The USPTO maintains a detailed classification system, and each invention is classified in a specific category and subcategory. Each class has an examining group<\/span><\/p>\n<p><b>Examination:<\/b><\/p>\n<p><span style=\"font-weight: 400\">Each application is assigned to the appropriate art and then to a particular examiner, who checks the compliance of the elements required to obtain a filing date: a <\/span><b>written description<\/b><span style=\"font-weight: 400\">, a <\/span><b>claim <\/b><span style=\"font-weight: 400\">and <\/span><b>any required drawing<\/b><span style=\"font-weight: 400\">.<\/span><\/p>\n<p><span style=\"font-weight: 400\">Then, the examiner search for prior art relevant to the claimed invention.<\/span><\/p>\n<p><b>The <\/b><b><i>Office Action<\/i><\/b><i><span style=\"font-weight: 400\">:<\/span><\/i><\/p>\n<p><span style=\"font-weight: 400\">An <\/span><i><span style=\"font-weight: 400\">office action<\/span><\/i><span style=\"font-weight: 400\"> is the written communication that the examiner sends to the applicant, his attorney or agent in case that one has been appointed. The office action includes a form cover letter, on which the examiner summarizes the action by checking the appropriate boxes and filling in the correct blanks, and an explanation of the action.<\/span><\/p>\n<p><b>The response:<\/b><\/p>\n<p><span style=\"font-weight: 400\">The applicant must respond to the examiner\u2019s rejections and objections within the established period. Otherwise, the application will be held abandoned. The maximum statutory period for the response is of six months, upon payment of a fee.<\/span><\/p>\n<p><span style=\"font-weight: 400\">The response can be:<\/span><\/p>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">An amendment of the <\/span><b>claims<\/b><span style=\"font-weight: 400\"> and arguments specifically addressing the examiner\u2019s Action,<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">An amendment of the <\/span><b>written description<\/b><span style=\"font-weight: 400\"> to include the language of an originally filed claim if the examiner rejects or objects to a claim as not being supported by the written description,<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">An amendment of the <\/span><b>written description <\/b><span style=\"font-weight: 400\">in response to an objection of lack of clarity at the description of the invention, as long as the applicant do not introduce additional information to the description.<\/span><\/li>\n<\/ul>\n<p><span style=\"font-weight: 400\">From the issuance of an Office Action, the applicant or the applicant\u2019s representative is entitled to an interview with the examiner for the purpose of clarifying the issues and of reaching an agreement leading to the allowance of the application.<\/span><\/p>\n<p><b>Reconsideration and allowance:<\/b><\/p>\n<p><span style=\"font-weight: 400\">The examiner reconsiders the application after the response, and if he is satisfied, he issues a <\/span><b>Notice of Allowance<\/b><span style=\"font-weight: 400\">, informing the applicant of the allowance of the application.<\/span><\/p>\n<p><span style=\"font-weight: 400\">If the examiner is not satisfied with the response, he may issue a second Office Action, and unless it is based on a new ground of rejection, the rejection may be made \u201cfinal\u201d by the examiner.<\/span><\/p>\n<p><b>The Final Office Action:<\/b><\/p>\n<p><span style=\"font-weight: 400\">After a final rejection by the examiner, the applicant may:<\/span><\/p>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Abandon the application,<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">File an appeal with the Board of Patent Appeals and Interferences,<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Take allowed claims (if any) and cancel others, or<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">File a continuing application.<\/span><\/li>\n<\/ul>\n<p><b>Publication: <\/b><\/p>\n<p><span style=\"font-weight: 400\">Under 35 USC <\/span><a href=\"http:\/\/uscode.house.gov\/view.xhtml?hl=false&amp;edition=prelim&amp;req=granuleid%3AUSC-prelim-title35-section122&amp;num=0&amp;saved=%7CZ3JhbnVsZWlkOlVTQy1wcmVsaW0tdGl0bGUzNS1zZWN0aW9uMTA0%7C%7C%7C0%7Cfalse%7Cprelim\"><span style=\"font-weight: 400\">\u00a7122<\/span><\/a><span style=\"font-weight: 400\">, each application should be published promptly after the expiration of a period of eighteen months from the earliest filing date.<\/span><\/p>\n<p><span style=\"font-weight: 400\">An application shall not be published if that application is:<\/span><\/p>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">No longer pending;<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Subject to a secrecy order;<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">A provisional application or<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">An application for a design patent.<\/span><\/li>\n<\/ul>\n<p><span style=\"font-weight: 400\">Additionally, an applicant may make a request upon filing, certifying that the invention disclosed in the application has not and will not be the subject of an application filed in another country, or under a multilateral international agreement that requires publication of applications 18 months after filing, the application shall not be published.<\/span><\/p>\n<p><b>Other procedures:<\/b><\/p>\n<p><b>Foreign priority:<\/b><\/p>\n<p><span style=\"font-weight: 400\">An applicant can claim the benefit of the filing date of an application field in any of the members to the Paris Convention, under 35 USC <\/span><a href=\"http:\/\/uscode.house.gov\/view.xhtml?hl=false&amp;edition=prelim&amp;req=granuleid%3AUSC-prelim-title35-section119&amp;num=0&amp;saved=%7CZ3JhbnVsZWlkOlVTQy1wcmVsaW0tdGl0bGUzNS1zZWN0aW9uMTA0%7C%7C%7C0%7Cfalse%7Cprelim\"><span style=\"font-weight: 400\">\u00a7119<\/span><\/a><span style=\"font-weight: 400\">. Priority can be claimed at any time during the pendency of an application, and it is perfected by filing a certified copy of the foreign application.<\/span><\/p>\n<p><b>Interference: \u00a0<\/b><\/p>\n<p><span style=\"font-weight: 400\"> When two or more applications claim the same subject matter, the applications are said to be interfering, and the examiner, after determining the patentability of the invention of each applicant, can declare an <\/span><b>interference <\/b><span style=\"font-weight: 400\">between them, to decide which of the parties was the first to make the invention. <\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Application to a Patent: Nonprovisional application for a Patent: It must be submitted in English, or be accompanied by a translation in English with a statement that the translation is accurate. Additionally, the corresponding fee must be paid. The application shall be written, and it must include: The Utility Patent Application Transmittal Form or Transmittal [&hellip;]<\/p>\n","protected":false},"author":146,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[9029,7896,10621,8303],"tags":[],"class_list":["post-186","post","type-post","status-publish","format-standard","hentry","category-content","category-legal-systems","category-procedural-issues","category-united-states-regime"],"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/posts\/186","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/users\/146"}],"replies":[{"embeddable":true,"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/comments?post=186"}],"version-history":[{"count":2,"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/posts\/186\/revisions"}],"predecessor-version":[{"id":188,"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/posts\/186\/revisions\/188"}],"wp:attachment":[{"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/media?parent=186"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/categories?post=186"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blogs.lib.purdue.edu\/patents\/wp-json\/wp\/v2\/tags?post=186"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}